Securities and futures ordinance history

1 Jan 2020 an order declaring a contract relating to any securities, structured product, futures contract, leveraged foreign exchange contract, or an interest  11 Apr 2019 The securities and futures commission (SFC) is an independent, non- governmental statutory The History of the SFC and futures-related ordinances were consolidated into the Securities and Futures Ordinance (SFO).

Home Rules and standards Laws Legislative history Legislative history This section contains details of legislative amendments, including gazettes, Legislative Council briefs and consultation documents regarding the Securities and Futures Ordinance (SFO) and its subsidiary legislation. The History of the SFC . By April 2003, the SFCO and nine other securities and futures-related ordinances were consolidated into the Securities and Futures Ordinance (SFO). To view the current and previous versions of the amended provisions of the Securities and Futures Ordinance (SFO) and its subsidiary legislation, please refer to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government. To view the current and previous versions of the amended provisions of the Securities and Futures Ordinance (SFO), its subsidiary legislation and related ordinances, please refer to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government.

Securities and Futures Ordinance (with subsidiary legislation) Companies (Winding Up and Miscellaneous Provisions) Ordinance (with subsidiary legislation) Legislative history Codes and guidelines Codes Guidelines Circulars OTC derivatives regulatory regime Short position reporting rules

The Securities and Futures Ordinance is the primary piece of legislation regulating Hong Kong's securities and futures markets. Its scope is wide; ranging from  ​Securities and Futures Ordinance (SFO) The Securities and Futures Ordinance ("SFO"), which has come into effect on 1 April 2003, has widened the previous  1 Jan 2020 an order declaring a contract relating to any securities, structured product, futures contract, leveraged foreign exchange contract, or an interest  11 Apr 2019 The securities and futures commission (SFC) is an independent, non- governmental statutory The History of the SFC and futures-related ordinances were consolidated into the Securities and Futures Ordinance (SFO). SECURITIES AND FUTURES ORDINANCE. CONTENTS. Section. Page. PART I. PRELIMINARY. 1. Short title and commencement .

History. LGIM is the investment management arm of Legal & General Group, a FTSE 100 company and one of the oldest and largest insurance companies in the 

This Ordinance may be cited as the Securities and Futures Commission Ordinance. 2. Interpretation In this Ordinance, unless the context otherwise requires-'clearing house' ( ) means a clearing house within the meaning of section 2(1) of the Commodities Trading Ordinance (Cap. 250) or,,and History. The Securities and Futures Commission was created in 1989 in response to the stock market crash of October 1987.. In 1997 following the Asian financial crisis the regulatory framework was further improved.. A comprehensive Securities and Futures Ordinance (SFO) was implemented in 2003, which expanded the SFC's regulatory functions and powers. registered under this Ordinance or the Securities and Futures Commission Ordinance (Cap. 24), with such information relating to him, and to any circumstances likely to affect his method of conducting business, as may be required by or under either of those Ordinance; (ii) is or has been guilty of any misconduct in relation to the of the Ordinance, on or before the date on which the authorization takes effect; and (b) where it is subsequently so payable, on or before each successive anniversary of the date on which the authorization takes effect. Last updated date 13.12.2018 Securities and Futures (Fees) Rules Part 2 2-2 Section 2 Cap. 571AF 9HUL¿HG&RS\

When preparing to list a company with a previous Securities and Futures Commission Obligation under the Securities and Futures Ordinance to a Listing Applicant preparing to list a client with previous SFC investigation history or record.

1 Sep 2019 These fund managers are licensed under Part V of the Securities and Futures Ordinance (SFO) which allows them to engage in the relevant 

Welcome to the official Website of Securities & Exchange Commission of Pakistan (SECP)! Read information about Laws, Licensing, Enforcement and Islamic 

This Ordinance may be cited as the Securities and Futures Commission Ordinance. 2. Interpretation In this Ordinance, unless the context otherwise requires-'clearing house' ( ) means a clearing house within the meaning of section 2(1) of the Commodities Trading Ordinance (Cap. 250) or,,and History. The Securities and Futures Commission was created in 1989 in response to the stock market crash of October 1987.. In 1997 following the Asian financial crisis the regulatory framework was further improved.. A comprehensive Securities and Futures Ordinance (SFO) was implemented in 2003, which expanded the SFC's regulatory functions and powers.

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